Unclaimed
Fuma Fujiki is a financial advisor with Northwestern Mutual Investment Services, LLC in HONOLULU, HI. Fuma is a registered representative with FINRA and holds the Series 7, 63, and SIE licenses. Fuma has been in the industry for less than a year, having joined Northwestern Mutual in August 2023. Fuma has a branch office located at 737 Bishop St Ste 1700 in HONOLULU, HI. Fuma specializes in investment advisory services including referrals to other advisors and investment research.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
HI
08/31/2023 - Present
Northwestern Mutual Investment Services, LLC (HONOLULU HI)
BC
Issued 09/13/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/30/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/11/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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