Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fulton? Claim Your ProfileFulton Alexander Smith is a financial professional who is registered with Bourne Partners Securities, LLC. Fulton has been working in the financial services industry since June 13, 2012. Fulton has a Series 7, Series 63, Series 79, and SIE license. Fulton is currently registered with the state of North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/10/2016 - Present
Bourne Partners Securities, LLC (CHARLOTTE NC)
MO
10/01/1999 - 05/23/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/02/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
08/28/1997 - 02/02/1998
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 05/17/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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