Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frohman? Claim Your ProfileFrohman G. Chen is a registered representative with Capital Client Group, Inc., headquartered in Los Angeles, California. Frohman has been in the financial industry since 2017, previously working at Morgan Stanley. Frohman's registration is active in California and includes a Series 7, Series 66 and a SIE. Frohman currently holds a Series 66 license for both broker-dealer and investment advisor registration in California. Frohman also has experience with other financial institutions such as Harvey & Company LLC, Sterling Wealth Partners and Elite Mohs. Frohman obtained a degree from the University of California, San Diego.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
02/24/2023 - Present
Capital Client Group, Inc. (Los Angeles CA)
CA
05/09/2017 - 07/31/2019
MORGAN STANLEY (NEWPORT BEACH CA)
BOTH
Issued 02/24/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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