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Frodo Feng

Citizens Securities, Inc.

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About Frodo Feng

Frodo Feng is a Registered Representative and Investment Advisor Representative with Citizens Securities, Inc. based in Boston, Massachusetts. Frodo has 4 years of experience in the securities industry. Frodo has passed the Series 6, Series 7TO, Series 63, and Series 66 exams. Frodo also holds registrations in Massachusetts and Rhode Island. Previously, Frodo Feng was employed by HSBC Securities (USA) Inc. and J.P. Morgan Securities LLC.

Firm Information

Frodo Feng is currently registered with Citizens Securities, Inc.. Citizens Securities, Inc. is a corporation headquartered in Johnston, Rhode Island, and was formed on September 21, 1995. The firm manages approximately $1 billion to $10 billion in assets and provides financial planning, portfolio management for individuals and selection of other advisors. They also participate in a wrap fee program. The firm has regulatory assets under management of $9.19 billion in 53,044 accounts. Citizens Securities is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.
Citizens Securities, Inc.

ONE CITIZENS BANK WAY

JOHNSTON, RI 02043

$9.19B

Assets Under Management

53,044

Total Clients

788

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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participate in wrap fee program

Participate in wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Frodo Feng’s Registration & Firm History

MA

05/16/2023 - Present

Citizens Securities, Inc. (BOSTON MA)

NY

08/31/2021 - 04/14/2023

HSBC SECURITIES (USA) INC. (NEW YORK NY)

NY

03/15/2019 - 01/19/2021

J.P. MORGAN SECURITIES LLC (FOREST HILLS NY)

NY

01/15/2015 - 07/23/2015

J.P. MORGAN SECURITIES LLC (LITTLE NECK NY)

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Licenses & Designations

BOTH

Issued 05/15/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 04/01/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2022

Series 7TO - General Securities Representative Examination

BC

Issued 03/15/2019

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 07/23/2015

SIE - Securities Industry Essentials Examination

BC

Issued 01/14/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frodo Feng.
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