Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fritz? Claim Your ProfileFritz Louis-charles has been in the financial services industry since December 1999. Fritz is currently registered with Apex Clearing Corp. Fritz has a total of 21 active registrations, with 1 being with FINRA. Fritz also holds the Series 7, Series 24, Series 52TO, Series 53, Series 99TO, and Series 63 licenses. Fritz has previously worked with J.P. Morgan Clearing Corp., and TD Ameritrade Clearing, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/01/2015 - Present
Apex Clearing Corp. (DALLAS TX)
NY
10/08/2014 - 09/10/2015
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
TX
03/25/2011 - 09/22/2014
TD AMERITRADE CLEARING, INC. (FORT WORTH TX)
TX
11/04/1999 - 09/22/2014
TD AMERITRADE, INC. (FORT WORTH TX)
NE
05/19/2010 - 03/25/2011
TD AMERITRADE CLEARING, INC. (OMAHA NE)
BC
Issued 07/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 06/03/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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