Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fritz? Claim Your ProfileFritz Carter is a financial advisor with over 20 years of experience in the financial services industry. Fritz holds the Series 7, Series 63, and SIE licenses. Fritz currently works at Northern Lights Distributors, LLC. Fritz has previously worked at TD Ameritrade, Inc. and Ameritrade, Inc. Fritz is registered in Nebraska.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NE
08/05/2013 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
NE
04/22/2006 - 10/02/2012
TD AMERITRADE, INC. (BELLEVUE NE)
NE
01/02/2002 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
NE
01/27/1999 - 12/31/2001
AMERITRADE (BELLEVUE NE)
BC
Issued 01/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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