Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fritz? Claim Your ProfileFritz Andrew Dahlgren is a financial advisor with LPL Financial LLC, a large firm with more than $50 billion in assets under management. Fritz has been in the financial industry since 1973. Fritz is licensed to provide financial advice in a number of states, including Connecticut, New York, and Florida. Fritz has worked for a number of firms throughout his career, including Merrill Lynch, Prudential Securities, and Dean Witter Reynolds. Fritz holds multiple licenses and certifications including the Series 7, 63, 65, 9 and 10.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
04/03/2009 - Present
LPL Financial LLC (MIDDLETOWN CT)
CT
01/20/1995 - 01/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FARMINGTON CT)
NY
04/30/1992 - 03/25/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
08/03/1982 - 03/31/1992
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/26/1978 - 07/29/1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/04/1978 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
NA
09/16/1977 - 05/28/1978
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
08/27/1976 - 09/16/1977
BACHE HALSEY STUART INC.
NA
02/27/1976 - 08/27/1976
BACHE & CO INCORPORATED
NA
03/01/1972 - 02/27/1976
BACHE & CO., INCORPORATED
BC
Issued 10/16/2001
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/16/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/24/1982
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 06/13/1977
PC - AMEX Put and Call Exam
BC
Issued 02/24/1972
Series 000 - General Securities Principal Examination
BC
Issued 02/24/1972
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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