Unclaimed
Frisco J. Escudero is an investment advisor representative at Cetera Investment Advisers LLC, working from the ORANGE, CA branch office. Frisco has been in the financial services industry since March 1997. Frisco is licensed in 20 states. Frisco is a registered investment advisor representative in California and Texas. In addition to his role at Cetera Investment Advisers LLC, Frisco has prior experience at First Allied Securities, Inc. and FFP Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
08/16/2021 - Present
Cetera Investment Advisers LLC (ORANGE CA)
CA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ORANGE CA)
CA
03/26/1997 - 05/30/2008
FFP SECURITIES, INC. (ORANGE CA)
IA
Issued 06/08/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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