Unclaimed
Frisco J Escudero is a financial advisor registered with Cetera Investment Advisers LLC. Frisco has been in the securities industry since March 25, 1997. Frisco is registered in Alaska, Arizona, California, Colorado, Connecticut, Florida, Hawaii, Idaho, Montana, Nevada, New Jersey, New York, Ohio, Oregon, South Dakota, Texas, Utah and Washington. Frisco is also registered as an Investment Advisor Representative with the State of Texas. Frisco has passed the Series 6, Series 7, Series 63 and Series 65 exams. Frisco is a financial advisor with a broad range of experience and expertise. Frisco offers financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals. Frisco has a strong commitment to providing clients with the highest quality of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
08/16/2021 - Present
Cetera Investment Advisers LLC (ORANGE CA)
CA
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (ORANGE CA)
CA
03/26/1997 - 05/30/2008
FFP SECURITIES, INC. (ORANGE CA)
IA
Issued 6/8/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 3/24/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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