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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fredrick? Claim Your ProfileFredrick Spencer Brown is a financial advisor with over 28 years of experience in the industry. Fredrick Spencer Brown is registered with Wells Fargo Clearing Services, LLC and has been with the firm since October 2021. Fredrick Spencer Brown is also registered in 13 states and holds Series 7, Series 63 and Series 66 licenses. Fredrick Spencer Brown is a licensed investment advisor in Michigan.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MI
10/29/2021 - Present
Wells Fargo Clearing Services, LLC (GRAND RAPIDS MI)
MI
11/30/2009 - 11/02/2021
FIFTH THIRD SECURITIES, INC. (GRAND RAPIDS MI)
MI
06/02/1999 - 12/04/2009
ONEAMERICA SECURITIES, INC. (GRAND RAPIDS MI)
IN
06/02/1999 - 12/17/2001
AMERICAN UNITED LIFE INSURANCE COMPANY (INDIANAPOLIS IN)
GA
10/24/1997 - 05/28/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
MN
05/06/1994 - 10/30/1997
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/06/1994 - 10/30/1997
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 10/08/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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