Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fredrick? Claim Your ProfileFredrick Scott Feinstein is a securities professional with over 20 years of experience in the industry. Fredrick has held positions at several prominent firms, including Barclays Capital Inc., UBS Securities LLC, and Chase Securities Inc. Fredrick's current affiliation is with Seaport Global Securities LLC, where he is a registered representative. Fredrick is licensed to conduct business in all 50 states and holds Series 7 and Series 63 licenses as well as the Securities Industry Essentials (SIE) Exam. Fredrick is committed to providing clients with the highest quality of financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/11/2009 - Present
Seaport Global Securities LLC (MONTAUK NY)
NY
06/05/2006 - 03/26/2009
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/17/2000 - 05/30/2006
UBS SECURITIES LLC (NEW YORK NY)
NY
08/17/1999 - 03/07/2000
CHASE SECURITIES INC. (NEW YORK NY)
NY
10/28/1998 - 05/27/1999
NATWEST FINANCE INC. (NEW YORK NY)
NY
11/05/1997 - 08/31/1998
NATWEST SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 11/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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