Unclaimed
Fredrick Joseph Lewis is a financial advisor with Empower Financial Services, Inc., in Scranton, Pennsylvania. Fredrick has been in the financial services industry since March 31, 1994. He is a registered representative with FINRA and holds a Series 6, 26 and 63 licenses. Fredrick has also passed the Securities Industry Essentials (SIE) exam. He is registered to sell securities in 23 states, including Alabama, California, Connecticut, Delaware, District of Columbia, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, Rhode Island, Tennessee, Texas, Vermont and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/04/2022 - Present
Empower Financial Services, Inc. (Scranton PA)
PA
11/28/1997 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Scranton PA)
NJ
03/20/1997 - 09/05/1997
COPELAND EQUITIES, INC. (SOMERSET NJ)
NJ
01/01/1997 - 03/12/1997
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NJ
01/01/1994 - 01/01/1997
PRUDENTIAL RETIREMENT SERVICES, INC. (NEWARK NJ)
BC
Issued 01/17/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/01/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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