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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fredrick? Claim Your ProfileFredrick Lehman is a financial advisor with UBS Financial Services Inc. Fredrick Lehman has been in the financial industry since October 2, 2000, and is registered with the state of Texas. Fredrick Lehman has worked with Morgan Stanley, Morgan Stanley & Co. Incorporated and Morgan Stanley DW Inc. in the past. Fredrick Lehman works in the Dallas office of UBS Financial Services Inc. Fredrick Lehman holds the Series 66, Series 3, and Series 7 licenses. Fredrick Lehman is involved with the RWL FAMILY GROUP LLC, the Dallas Opera and the Coppell High School Hockey Association. Fredrick Lehman specializes in providing services for individuals, corporations, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
04/19/2013 - Present
UBS Financial Services Inc. (DALLAS TX)
TX
06/01/2009 - 05/07/2013
MORGAN STANLEY (DALLAS TX)
TX
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
12/02/2002 - 04/02/2007
MORGAN STANLEY DW INC. (DALLAS TX)
NY
10/03/2000 - 12/06/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 10/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/2000
Series 3 - National Commodity Futures Examination
BC
Issued 10/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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