Unclaimed
Fredrick Charles Baker is a financial advisor who has been active in the financial services industry since June 7, 2015. Fredrick is currently registered with Vanguard Marketing Corp. in Malvern, Pennsylvania. Before joining Vanguard Marketing Corp., Fredrick was employed at NYLIFE Securities LLC in Bala Cynwyd, Pennsylvania. Fredrick holds the Series 6, Series 63, and SIE licenses. Fredrick is registered in Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
08/30/2022 - Present
Vanguard Marketing Corp. (MALVERN PA)
PA
06/04/2015 - 08/25/2022
NYLIFE SECURITIES LLC (BALA CYNWYD PA)
BC
Issued 07/21/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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