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Fredrick Charles Baker

Vanguard Marketing Corp.

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About Fredrick Charles Baker

Fredrick Charles Baker is a financial advisor who has been active in the financial services industry since June 7, 2015. Fredrick is currently registered with Vanguard Marketing Corp. in Malvern, Pennsylvania. Before joining Vanguard Marketing Corp., Fredrick was employed at NYLIFE Securities LLC in Bala Cynwyd, Pennsylvania. Fredrick holds the Series 6, Series 63, and SIE licenses. Fredrick is registered in Pennsylvania.

Firm Information

Fredrick Baker is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Fredrick Baker’s Registration & Firm History

PA

08/30/2022 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

06/04/2015 - 08/25/2022

NYLIFE SECURITIES LLC (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 07/21/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Fredrick Charles Baker. Review regulatory record here.
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