Unclaimed
Fredric Walls is a financial advisor with J.p. Morgan Securities LLC. Fredric is based in Washington, DC and has been in the industry for over 14 years. Fredric has a wide range of experience working with individuals, corporations, and other institutional clients. Fredric specializes in providing investment advice, financial planning, and retirement planning. Fredric is also a board member of the Williams-Franklin Foundation, a non-profit organization that provides scholarships, career counseling, and mentorship for HBCU students.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DC
01/08/2024 - Present
J.p. Morgan Securities LLC (Washington DC)
PA
09/12/2006 - 12/31/2008
PNC CAPITAL MARKETS LLC (PITTSBURGH PA)
NJ
02/13/2003 - 10/05/2004
STURDIVANT & CO. INC (VOORHEES NJ)
NJ
12/12/2000 - 03/15/2001
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
08/09/1994 - 03/27/1997
SMITH BARNEY INC. (NEW YORK NY)
NJ
06/21/1991 - 01/06/1993
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
06/21/1991 - 01/06/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/08/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/30/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2018
Series 7 - General Securities Representative Examination
BC
Issued 06/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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