Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Fredric? Claim Your ProfileFredric Robert Horowitz is an active investment advisor representative at MML Investors Services, LLC. Fredric has been in the securities industry since 1971 and has been registered with FINRA since 1977. Fredric is registered in 24 states and has passed the Series 63, Series 53, Series 24, Series 7TO, and Series 1 exams. Fredric also has experience with G. R. Phelps & Co., Inc., Nathan & Lewis Securities, Inc., Great Northern Investors Corp. and Creative Programs Corp. Fredric also provides legal consulting services in addition to financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
02/01/2018 - Present
MML Investors Services, LLC (NEW YORK NY)
NA
08/25/1977 - 03/01/1996
G. R. PHELPS & CO., INC.
NY
05/10/1994 - 01/01/1996
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NA
03/28/1973 - 08/31/1976
GREAT NORTHERN INVESTORS CORP.
NA
03/23/1970 - 12/03/1972
CREATIVE PROGRAMS CORP.
BC
Issued 10/23/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/14/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/1970
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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