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Fredi Yu hing Ng

Fifth Third Securities, Inc.

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About Fredi Yu hing Ng

Fredi Yu hing Ng is a registered representative with Fifth Third Securities, Inc. Fredi has been in the securities industry since 2002. Fredi is a licensed representative in Kentucky and Ohio and is registered with FINRA. Fredi has experience with financial planning, selection of other advisors, and portfolio management for individuals and businesses. Fredi has been with Fifth Third Securities, Inc. since 2002.

Firm Information

Fredi Ng is currently registered with Fifth Third Securities, Inc.. Fifth Third Securities, Inc. is a corporation headquartered in Cincinnati, Ohio. Founded in 1925, the firm offers a variety of advisory services, including financial planning, portfolio management for individuals and businesses, and selection of other advisors. Fifth Third Securities, Inc. manages over $7.9 billion in assets for a diverse range of clients including individuals, high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. The firm also participates in a wrap fee program.
Fifth Third Securities, Inc.

34 FOUNTAIN SQUARE PLAZA

CINCINNATI, OH 45263

$7.98B

Assets Under Management

Not reported

Total Clients

1,080

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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sponsor wrap fee program

Sponsor wrap fee program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Fredi Ng’s Registration & Firm History

OH

05/22/2007 - Present

Fifth Third Securities, Inc. (AKRON OH)

MN

10/11/2001 - 07/17/2002

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/11/2001 - 07/17/2002

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 04/15/2002

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/07/2023

Series 14 - Compliance Officer Examination

BC

Issued 07/26/2022

Series 24 - General Securities Principal Examination

BC

Issued 03/07/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Fredi Yu hing Ng.
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