Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederik? Claim Your ProfileFrederik Constantinesco is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. based in Dallas, Texas. Frederik has over 30 years of experience in the financial industry. Frederik has been registered with the SEC since 1982 and is licensed to provide investment advice in Texas. Frederik holds a Series 3, 7, 63 and 65 licenses. Frederik has a background in financial planning, portfolio management, and pension consulting. Previously, Frederik was employed by Morgan Stanley, Morgan Stanley & Co. Incorporated, and UBS Financial Services Inc. Frederik is committed to providing personalized investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/19/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DALLAS TX)
TX
06/01/2009 - 08/26/2016
MORGAN STANLEY (DALLAS TX)
TX
02/27/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DALLAS TX)
TX
01/28/1995 - 03/17/2009
UBS FINANCIAL SERVICES INC. (DALLAS TX)
NA
10/25/1989 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED
NY
11/24/1982 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
MN
01/29/1988 - 10/31/1989
PIPER, JAFFRAY & HOPWOOD INCORPORATED (MINNEAPOLIS MN)
IA
Issued 01/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/1992
Series 3 - National Commodity Futures Examination
BC
Issued 11/20/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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