Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederico? Claim Your ProfileFrederico Rodriguez Jr. is a financial advisor with Wells Fargo Advisors Financial Network, LLC, based in Poughkeepsie, NY. Frederico has been in the financial industry since 1984 and is registered with FINRA and the state of New York. Frederico offers a range of services, including investment consulting services to institutional clients, financial planning, pension consulting, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
07/08/2022 - Present
Wells Fargo Advisors Financial Network, LLC (POUGHKEEPSIE NY)
NY
03/09/2012 - 07/08/2022
WELLS FARGO CLEARING SERVICES, LLC (POUGHKEEPSIE NY)
NY
06/01/2009 - 03/21/2012
MORGAN STANLEY SMITH BARNEY (POUGHKEEPSIE NY)
NY
09/29/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (POUGHKEEPSIE NY)
CT
06/24/1994 - 09/25/2006
MORGAN STANLEY DW INC. (DANBURY CT)
PA
08/03/1989 - 06/27/1994
JANNEY MONTGOMERY SCOTT INC. (PHILADELPHIA PA)
NA
01/03/1989 - 08/03/1989
INTEGRATED RESOURCES EQUITY CORPORATION
NA
08/28/1986 - 12/14/1988
THOMSON MCKINNON SECURITIES INC.
NA
07/26/1984 - 08/25/1986
DAVID LERNER ASSOCIATES, INC.
IA
Issued 11/28/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/08/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1985
Series 7 - General Securities Representative Examination
BC
Issued 07/23/1984
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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