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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Xavier Pazmino is an investment advisor with over 30 years of experience in the financial industry. Frederick has been with Morgan Stanley since August 2014. Prior to joining Morgan Stanley, Frederick was with Oppenheimer & Co. Inc., Bear Stearns & Co. Inc., UBS Financial Services Inc., and Lehman Brothers Inc. Frederick is registered with FINRA and holds the Series 63, 65, 7, and SIE licenses. Frederick is also registered as an investment advisor in Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Illinois, Louisiana, Maryland, Massachusetts, Minnesota, New Hampshire, New Jersey, New York, North Carolina, Ohio, Texas, Virginia, and Washington. Frederick specializes in providing investment advice to individuals, high-net-worth individuals, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, banking or thrift institutions, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
03/14/2020 - Present
Morgan Stanley (New York NY)
NY
05/11/2004 - 08/25/2014
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/03/2004 - 05/14/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NJ
02/09/1996 - 03/11/2004
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
01/14/1987 - 02/20/1996
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 04/06/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/16/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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