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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick William Zuck is a financial professional with over 24 years of experience in the industry. Frederick Zuck is currently registered with Robert W. Baird & Co. Inc. in ROSELAND, NJ. He is a Series 7, 24, 55, 57TO, and 63 licensed advisor. Frederick Zuck has previously worked with firms such as CANACCORD GENUITY INC., CIBC WORLD MARKETS CORP., CANTOR FITZGERALD & CO., PERSHING TRADING COMPANY, L.P., and PERSHING LLC. He is a licensed representative in New Jersey, New York, and Pennsylvania. Frederick William Zuck's areas of specialization include portfolio management for individuals, businesses, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NJ
01/11/2016 - Present
Robert W. Baird & Co. Inc. (ROSELAND NJ)
NY
08/03/2015 - 01/22/2016
CANACCORD GENUITY INC. (NEW YORK NY)
NY
07/23/2012 - 05/22/2015
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
03/16/2004 - 07/17/2012
CANTOR FITZGERALD & CO. (NEW YORK NY)
NJ
05/01/2003 - 03/18/2004
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
12/14/1998 - 05/01/2003
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 12/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/08/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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