Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick William Spreen is a financial advisor with over 20 years of experience in the industry. Frederick is currently registered with Nylife Distributors LLC and has been with the firm since June 6, 2013. Prior to that, Frederick worked at Wells Fargo Funds Distributor, LLC, The Concord Equity Group, LLC, GunnAllen Financial, Inc, Prudential Investment Management Services LLC, and Prudential Securities Incorporated. Frederick is licensed to sell securities in 42 states. He holds the Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/06/2013 - Present
Nylife Distributors LLC (NEW YORK NY)
NC
12/10/2008 - 12/16/2009
WELLS FARGO FUNDS DISTRIBUTOR, LLC (CHARLOTTE NC)
NY
08/23/2005 - 12/31/2006
THE CONCORD EQUITY GROUP, LLC (ROCHESTER NY)
FL
02/21/2003 - 09/02/2005
GUNNALLEN FINANCIAL, INC (TAMPA FL)
NJ
04/23/1998 - 03/06/2003
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
08/23/1995 - 11/13/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 09/09/2013
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/15/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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