Unclaimed
Frederick William Spoor is a financial advisor with over 55 years of experience in the financial services industry. Frederick is currently registered with Buell Securities Corp. He is also registered in Connecticut, Florida, and New York. Prior to his current role, Frederick has held positions at Coburn & Meredith, Inc., Janney Montgomery Scott LLC, Dean Witter Reynolds Inc., Prudential Securities Incorporated, Bruns, Nordeman, Rea & Co., and Parrish Securities Inc. Frederick holds a Series 7TO, Series 65, Series 63, Series 15, Series 5, Series 1 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
07/22/2021 - Present
Buell Securities Corp. (GLASTONBURY CT)
CT
07/19/2010 - 07/23/2021
COBURN & MEREDITH, INC. (SIMSBURY CT)
CT
02/05/2001 - 07/27/2010
JANNEY MONTGOMERY SCOTT LLC (WEST CORNWALL CT)
NY
07/27/1994 - 02/15/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/09/1981 - 07/07/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
11/28/1977 - 11/22/1982
BRUNS, NORDEMAN, REA & CO.
NA
07/26/1966 - 12/16/1977
PARRISH SECURITIES INC.
IA
Issued 11/18/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/13/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/1982
Series 15 - Foreign Currency Options Examination
BC
Issued 12/12/1981
PC - AMEX Put and Call Exam
BC
Issued 12/12/1981
Series 5 - Interest Rate Options Examination
BC
Issued 07/25/1966
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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