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Frederick William Spoor

Buell Securities Corp.

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About Frederick William Spoor

Frederick William Spoor is a financial advisor with over 55 years of experience in the financial services industry. Frederick is currently registered with Buell Securities Corp. He is also registered in Connecticut, Florida, and New York. Prior to his current role, Frederick has held positions at Coburn & Meredith, Inc., Janney Montgomery Scott LLC, Dean Witter Reynolds Inc., Prudential Securities Incorporated, Bruns, Nordeman, Rea & Co., and Parrish Securities Inc. Frederick holds a Series 7TO, Series 65, Series 63, Series 15, Series 5, Series 1 and SIE licenses.

Firm Information

Frederick Spoor is currently registered with Buell Securities Corp.. Buell Securities Corp. is a Corporation formed in August 1977 and is approved in 21 states and the SEC. The firm has 5 regulatory event disclosures and 1 arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Spoor’s Registration & Firm History

CT

07/22/2021 - Present

Buell Securities Corp. (GLASTONBURY CT)

CT

07/19/2010 - 07/23/2021

COBURN & MEREDITH, INC. (SIMSBURY CT)

CT

02/05/2001 - 07/27/2010

JANNEY MONTGOMERY SCOTT LLC (WEST CORNWALL CT)

NY

07/27/1994 - 02/15/2001

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

NY

11/09/1981 - 07/07/1994

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NA

11/28/1977 - 11/22/1982

BRUNS, NORDEMAN, REA & CO.

NA

07/26/1966 - 12/16/1977

PARRISH SECURITIES INC.

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Licenses & Designations

IA

Issued 11/18/1992

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/13/1981

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/1982

Series 15 - Foreign Currency Options Examination

BC

Issued 12/12/1981

PC - AMEX Put and Call Exam

BC

Issued 12/12/1981

Series 5 - Interest Rate Options Examination

BC

Issued 07/25/1966

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Frederick William Spoor.
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