Unclaimed
Frederick Lancaster is a securities professional with over 37 years of experience in the financial services industry. Frederick Lancaster holds the Series 6, Series 22, and Series 63 licenses. He has a current Series SIE and is registered with NYLife Securities LLC. Frederick Lancaster has been registered with NYLife Securities LLC since 10/10/1984 and is currently licensed in Missouri, Nevada, New Mexico, and Washington. Frederick Lancaster is an active registered representative and investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NM
10/10/1984 - Present
Nylife Securities LLC (ALBUQUERQUE NM)
BC
Issued 06/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/1985
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 10/09/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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