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Frederick Wayne Lancaster

Nylife Securities LLC

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About Frederick Wayne Lancaster

Frederick Lancaster is a securities professional with over 37 years of experience in the financial services industry. Frederick Lancaster holds the Series 6, Series 22, and Series 63 licenses. He has a current Series SIE and is registered with NYLife Securities LLC. Frederick Lancaster has been registered with NYLife Securities LLC since 10/10/1984 and is currently licensed in Missouri, Nevada, New Mexico, and Washington. Frederick Lancaster is an active registered representative and investment advisor representative.

Firm Information

Frederick Lancaster is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Lancaster’s Registration & Firm History

NM

10/10/1984 - Present

Nylife Securities LLC (ALBUQUERQUE NM)

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Licenses & Designations

BC

Issued 06/18/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/12/1985

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/09/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Frederick Wayne Lancaster. Review regulatory record here.
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