Unclaimed
Frederick Hadlow is an investment advisor representative with Wells Fargo Advisors Financial Network, LLC. Frederick has over 30 years of experience in the financial services industry. He holds Series 6, 7, 63 and 66 securities licenses as well as a SIE license. Frederick specializes in portfolio management for both individuals and businesses, as well as financial planning and pension consulting. Frederick Hadlow is registered in several states including New Hampshire, Texas, Arizona, California, Colorado, Connecticut, Delaware, Florida, Louisiana, Maine, Maryland, Massachusetts, Missouri, New Jersey, New Mexico, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, Vermont, Virginia, and Washington. Frederick was previously registered with Wells Fargo Clearing Services, LLC in Brattleboro, VT, and with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Concord, NH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
08/19/2024 - Present
Wells Fargo Advisors Financial Network, LLC (KEENE NH)
VT
11/21/2012 - 08/19/2024
WELLS FARGO CLEARING SERVICES, LLC (BRATTLEBORO VT)
NH
03/24/2011 - 11/08/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CONCORD NH)
NA
07/14/1992 - 01/17/1994
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC.
NA
02/27/1992 - 07/10/1992
FIDELITY BROKERAGE SERVICES, INC.
BOTH
Issued 05/17/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/10/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2011
Series 7 - General Securities Representative Examination
BC
Issued 02/26/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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