Unclaimed
Frederick Faery is a financial professional who has been active in the securities industry since September 25, 2013. Currently, Frederick is registered with UBS Securities LLC. Previously, Frederick was employed with Credit Suisse Securities (USA) LLC. Frederick holds the General Securities Principal Examination (Series 24), Securities Industry Essentials Examination (SIE) and Investment Banking Registered Representative Examination (Series 79) licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/20/2023 - Present
UBS Securities LLC (New York NY)
NY
09/26/2013 - 11/20/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 04/10/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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