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Frederick Thomas Boulton

Nylife Securities LLC

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About Frederick Thomas Boulton

Frederick Boulton is a securities professional with over 30 years of experience in the industry. Frederick is currently registered with Nylife Securities LLC and has been with the firm since 1999. Prior to that, Frederick was registered with Signator Investors, Inc. and John Hancock Mutual Life Insurance Company. Frederick is licensed in Indiana, Ohio, and Virginia. Frederick has passed the Series 6, Series 63, and SIE exams.

Firm Information

Frederick Boulton is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Boulton’s Registration & Firm History

OH

02/19/1999 - Present

Nylife Securities LLC (CENTERVILLE OH)

MA

08/02/1993 - 02/19/1999

SIGNATOR INVESTORS, INC. (BOSTON MA)

MA

08/02/1993 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 06/04/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/30/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Frederick Thomas Boulton. Review regulatory record here.
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