Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Swanson Eller is an investment advisor representative, registered with Wells Fargo Clearing Services, LLC. Frederick has been in the industry since 1974 and is currently registered in 21 states. Frederick has previously been employed by A. G. Edwards & Sons, Inc., Bache Halsey Stuart Shields Incorporated, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Frederick is licensed to provide investment advisory services to individuals, businesses, corporations, insurance companies, investment companies, charitable organizations, pension and profit sharing plans, state or municipal government entities, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (WEST DES MOINES IA)
IA
04/23/1982 - 01/03/2008
A. G. EDWARDS & SONS, INC. (WEST DES MOINES IA)
NA
06/19/1980 - 05/10/1982
BACHE HALSEY STUART SHIELDS INCORPORATED
NA
09/26/1978 - 06/02/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
06/21/1974 - 09/26/1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
BOTH
Issued 02/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/1982
PC - AMEX Put and Call Exam
BC
Issued 06/19/1974
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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