Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Spaulding Decker is a financial advisor with J.P. Morgan Securities LLC. Frederick has been in the financial industry since 1985, and has worked for a number of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Securities Inc., and Thomson McKinnon Securities Inc. Frederick is registered with the Securities and Exchange Commission (SEC) as an Investment Adviser Representative and holds Series 7 and Series 63 licenses. Frederick specializes in financial planning, pension consulting, and portfolio management for individuals and businesses. Frederick also offers selection of other advisors and portfolio management for businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/10/2011 - Present
J.p. Morgan Securities LLC (SAN FRANCISCO CA)
CA
08/03/1995 - 11/04/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
01/24/1989 - 08/09/1995
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
WI
07/20/1986 - 12/23/1988
ISFA CORPORATION (APPLETON WI)
NA
06/22/1983 - 08/03/1984
THOMSON MCKINNON SECURITIES INC.
IA
Issued 04/10/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/30/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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