Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Spagnola is a financial advisor registered with UBS Financial Services Inc. Frederick has been in the industry since February 4, 1988 and has experience at Citigroup Global Markets Inc. and WELLS FARGO ADVISORS, LLC. Frederick is registered in 10 states including New Jersey, New York, Texas, California, Florida and Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
05/16/2022 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
05/08/2009 - 04/24/2015
WELLS FARGO ADVISORS, LLC (NEW YORK NY)
NY
05/29/2007 - 05/28/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/01/1992 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
NA
09/28/1990 - 06/01/1992
CITICORP FINANCIAL SERVICES,INC.
NA
01/02/1990 - 10/09/1990
LANDMARK BROKERAGE SERVICES, INC.
NA
11/25/1987 - 10/21/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 02/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/13/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/27/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/08/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Frederick Spagnola is the right advisor for you? Invested Better is here to help.
