Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Sergio Echeverria is a securities professional with over 18 years of experience in the financial industry. Frederick is currently registered with MUFG Securities Americas Inc., where he has worked since June 2012. Frederick has a wide range of experience, having previously worked with BNP Paribas Securities Corp. and J.P. Morgan Securities Inc. Frederick holds the Series 7, 24, 63, 79TO and SIE licenses and is registered as a broker-dealer in 51 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/15/2012 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
06/10/2016 - 10/17/2017
MUFG SECURITIES (CANADA), LTD. (New York NY)
NY
01/08/2008 - 05/07/2012
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
09/28/2004 - 11/07/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 09/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/23/2019
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/27/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Frederick Echeverria is the right advisor for you? Invested Better is here to help.
