Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Witham is a financial advisor with Stifel, Nicolaus & Company, Inc., with over 29 years of experience in the industry. Frederick is registered with the state of Oregon and Texas. Frederick has a strong understanding of the investment markets and provides financial planning, portfolio management, and other advisory services to individuals and businesses. Frederick's experience includes previous roles at Edward Jones, Morgan Stanley, and Citigroup Global Markets Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OR
08/15/2019 - Present
Stifel, Nicolaus & Company, Inc. (MEDFORD OR)
CA
04/24/2015 - 08/21/2019
EDWARD JONES (MCKINLEYVILLE CA)
CA
06/01/2009 - 05/05/2015
MORGAN STANLEY (EUREKA CA)
CA
10/28/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (EUREKA CA)
OR
04/02/2007 - 10/31/2008
MORGAN STANLEY & CO. INCORPORATED (EUGENE OR)
OR
09/01/2006 - 04/02/2007
MORGAN STANLEY DW INC. (EUGENE OR)
OR
06/01/2004 - 09/07/2006
WELLS FARGO INVESTMENTS, LLC (MEDFORD OR)
NY
11/18/1994 - 05/19/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/15/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 11/17/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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