Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Lowe is a financial advisor with LPL Financial LLC, a firm with over 168,000 clients and over $463 billion in assets under management. Frederick has been in the industry since 1997. Frederick has registrations in multiple states, including Maryland, New York, and North Carolina, and holds Series 6, 7, 63, and 66 securities licenses, as well as the SIE. Frederick has experience working with high-net-worth individuals, corporations, pension and profit-sharing plans, and charitable organizations. Frederick also provides consulting and other non-discretionary advisory services, and financial planning. Frederick is committed to providing his clients with personalized financial advice and strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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NY
02/01/2021 - Present
LPL Financial LLC (HAMMONDSPORT NY)
MD
10/03/2016 - 10/22/2019
CETERA ADVISORS LLC (WESTMINSTER MD)
MD
03/05/2010 - 10/03/2016
INVESTORS CAPITAL CORP. (WESTMINSTER MD)
MD
04/21/2006 - 03/12/2010
UBS FINANCIAL SERVICES INC. (HUNT VALLEY MD)
MO
05/09/2000 - 04/24/2006
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
MD
03/31/1997 - 02/11/2000
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
BOTH
Issued 05/31/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/29/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2000
Series 7 - General Securities Representative Examination
BC
Issued 03/27/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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