Unclaimed
Frederick Scott Brown is a financial advisor at Raymond James Financial Services Advisors, Inc. located in Kokomo, Indiana. Frederick has been in the financial industry since 1978. Frederick is registered with FINRA, and the State of Indiana and holds licenses for Series 7, 24, 40, 52TO, 53, 63, and 65. Frederick has a long history of experience with various firms. Frederick has the following specializations: Retirement Planning, Investments, Mutual Funds, Fixed Annuities, Variable Annuities, and Life Insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
02/15/2017 - Present
Raymond James Financial Services Advisors, Inc. (Kokomo IN)
IN
02/09/1989 - 03/04/1991
RAFFENSPERGER, HUGHES & CO., INC. (INDIANAPOLIS IN)
NA
11/01/1978 - 10/23/1989
K. J. BROWN & CO., INC.
BC
Issued 01/21/2004
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/15/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/11/1978
Series 40 - Registered Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1978
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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