Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Santory is a financial professional registered with Northwestern Mutual Investment Services, LLC and is licensed to offer securities and investment advisory services in 13 states. Frederick is a licensed agent of Northwestern Mutual, an insurance company. Frederick’s focus is on providing clients with comprehensive investment planning and advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
FL
11/16/2020 - Present
Northwestern Mutual Investment Services, LLC (BOCA RATON FL)
BC
Issued 12/14/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/11/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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