Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick S. Nicholas is a registered representative with World Equity Group, Inc., a financial services firm. Nicholas has been in the financial services industry since 1990, and specializes in several areas including portfolio management, financial planning and pension consulting. Nicholas has prior experience with several firms including The Leaders Group, Inc., Bluerock Capital Markets LLC and Infinex Investments, Inc.. Nicholas is licensed in Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MT
01/02/2024 - Present
World Equity Group, Inc. (Bozeman MT)
CO
06/06/2018 - 12/31/2023
THE LEADERS GROUP, INC. (LITTLETON CO)
NY
11/02/2016 - 07/05/2017
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CT
09/17/2014 - 10/21/2016
INFINEX INVESTMENTS, INC. (MERIDEN CT)
CT
07/22/2010 - 08/18/2014
SIGMA FINANCIAL CORPORATION (STONINGTON CT)
CA
05/25/2010 - 06/07/2010
FINACORP SECURITIES (IRVINE CA)
MA
09/13/2006 - 04/24/2009
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
09/24/1992 - 03/07/2006
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
04/29/1988 - 12/31/1991
MONY SECURITIES CORP. (NEW YORK NY)
NY
04/29/1988 - 10/15/1990
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK (NEW YORK NY)
NA
09/24/1986 - 01/26/1988
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 10/23/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/03/1996
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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