Unclaimed
Frederick Royall is a registered representative with J.p. Morgan Securities LLC. Frederick has been in the securities industry since 1998. Previously, Frederick Royall was registered with SDDCO Brokerage Advisors LLC, MFR Securities, Inc., Blaylock Robert Van, LLC, Blaylock & Company, Inc., Credit Suisse First Boston Corporation, Donaldson, Lufkin & Jenrette Securities Corporation, Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Frederick Royall is registered in 50 states. Frederick Royall holds the Series 7, Series 63, Series 79TO, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/19/2019 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
NY
05/01/2013 - 04/18/2019
SDDCO BROKERAGE ADVISORS LLC (NEW YORK NY)
NY
06/03/2013 - 06/25/2016
MFR SECURITIES, INC. (NEW YORK NY)
NY
12/21/2007 - 04/12/2013
BLAYLOCK ROBERT VAN, LLC (NEW YORK NY)
NY
07/26/2004 - 12/21/2007
BLAYLOCK & COMPANY, INC. (NEW YORK NY)
NY
10/10/2000 - 10/29/2001
CREDIT SUISSE FIRST BOSTON CORPORATION (NEW YORK NY)
NJ
02/22/1999 - 10/10/2000
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NY
03/14/1997 - 05/09/1997
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
10/04/1993 - 02/13/1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/26/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Frederick Royall is the right advisor for you? Invested Better is here to help.