Unclaimed
Frederick Robert chrishan Elwes is a registered representative with Stephens. Frederick holds the Series 63, Series 79TO and SIE licenses. Frederick is registered in Arkansas and New York. Frederick is a Financial Advisor who specializes in a wide range of financial services, including portfolio management, financial planning, pension consulting, market timing services, selection of other advisers and publication of periodicals. Frederick is committed to providing clients with high-quality financial advice and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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NY
02/08/2023 - Present
Stephens (NEW YORK NY)
BC
Issued 03/28/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/08/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 07/29/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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