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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Warren has been in the financial services industry since 1989. He is a Registered Representative and Investment Advisor Representative of Stifel Independent Advisors, LLC. Frederick is licensed in Arizona, Arkansas, Colorado, Kansas, New Jersey, New Mexico, and Texas. Frederick has a broad range of experience, including experience in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
KS
07/15/2019 - Present
Stifel Independent Advisors, LLC (WICHITA KS)
KS
07/05/2002 - 03/26/2007
OPPENHEIMER & CO. INC. (HUTCHINSON KS)
MO
12/07/2001 - 07/09/2002
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NJ
03/28/1990 - 07/20/1995
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/28/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NY
05/14/1988 - 08/08/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
08/24/1987 - 05/14/1988
E. F. HUTTON & COMPANY INC
NA
11/13/1985 - 08/29/1987
B.C. CHRISTOPHER SECURITIES CO.
NA
07/11/1985 - 10/29/1985
METRO SECURITIES, INC.
NA
03/09/1984 - 08/16/1985
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
NA
03/09/1984 - 08/16/1985
MML INVESTORS SERVICES, INC.
NA
11/25/1981 - 02/07/1984
EQUICO SECURITIES, INC.
NA
11/25/1981 - 02/07/1984
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
IA
Issued 01/24/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/07/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 12/06/2001
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1988
Series 3 - National Commodity Futures Examination
BC
Issued 10/28/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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