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Frederick Reinhard Siebel

Tradition Securities AND Derivatives LLC

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About Frederick Reinhard Siebel

Frederick Reinhard Siebel is a registered representative with Tradition Securities And Derivatives LLC. Frederick is a securities professional with over 12 years of experience in the industry. He has held principal licenses and passed the Registered Options Principal Examination, the General Securities Principal Examination, and the NFA Branch Manager Examination. Frederick also holds Series 7, SIE, and Series 57TO licenses. He is a licensed representative in New York. Frederick has been with Tradition Securities And Derivatives LLC since April 2016, and he previously worked at TFS Derivatives Corporation.

Firm Information

Frederick Siebel is currently registered with Tradition Securities AND Derivatives LLC. Tradition Securities AND Derivatives LLC is a Limited Liability Company formed on March 30, 1989. The firm is registered with the SEC and in 44 states.

Not reported

Assets Under Management

Not reported

Total Clients

73

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Frederick Siebel’s Registration & Firm History

NY

04/02/2016 - Present

Tradition Securities AND Derivatives LLC (New York NY)

NY

08/04/2010 - 04/25/2016

TFS DERIVATIVES CORPORATION (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/13/2022

Series 4 - Registered Options Principal Examination

BC

Issued 09/13/2021

Series 24 - General Securities Principal Examination

BC

Issued 02/09/2016

Series 30 - NFA Branch Manager Examination

BC

Issued 04/07/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Frederick Reinhard Siebel.
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