Unclaimed
Frederick Reinhard Siebel is a registered representative with Tradition Securities And Derivatives LLC. Frederick is a securities professional with over 12 years of experience in the industry. He has held principal licenses and passed the Registered Options Principal Examination, the General Securities Principal Examination, and the NFA Branch Manager Examination. Frederick also holds Series 7, SIE, and Series 57TO licenses. He is a licensed representative in New York. Frederick has been with Tradition Securities And Derivatives LLC since April 2016, and he previously worked at TFS Derivatives Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/02/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
08/04/2010 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BC
Issued 12/13/2022
Series 4 - Registered Options Principal Examination
BC
Issued 09/13/2021
Series 24 - General Securities Principal Examination
BC
Issued 02/09/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 04/07/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/03/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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