Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Cornwall is a financial advisor with over 40 years of experience in the industry. Frederick is currently registered with Municipal Capital Markets Group, Inc. and has previously worked with Cambridge Legacy Securities L.L.C., Unicapital Securities Corp., Prudential-Bache Securities Inc., Anderson, Demonbrun, Inc. and Hanifen, Imhoff Inc. Inc. Frederick holds Series 3, 7, 14, 24, 50, 52, 53, 63, 99TO, and SIE licenses. Frederick is registered in Alabama, Arkansas, Colorado, Florida, Illinois, Iowa, Louisiana, New York, North Carolina, Oklahoma, Tennessee, Texas, Utah, and Wisconsin. Frederick specializes in Municipal Finance and Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/07/2001 - Present
Municipal Capital Markets Group, Inc. (DALLAS TX)
TX
10/04/2004 - 01/30/2006
CAMBRIDGE LEGACY SECURITIES L.L.C. (DALLAS TX)
TX
10/03/1989 - 04/10/2001
UNICAPITAL SECURITIES CORP. (DALLAS TX)
NA
03/13/1984 - 03/09/1989
PRUDENTIAL-BACHE SECURITIES INC.
NA
04/12/1983 - 01/10/1986
ANDERSON, DEMONBRUN, INC.
NA
04/01/1977 - 11/16/1978
HANIFEN, IMHOFF INC. INC.
BC
Issued 04/16/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 01/25/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/21/1983
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/2017
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 12/28/1998
Series 7 - General Securities Representative Examination
BC
Issued 11/16/1987
Series 3 - National Commodity Futures Examination
BC
Issued 04/08/1983
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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