Unclaimed
Frederick Rappina is an investment advisor representative who has been in the financial services industry for 7 years. He is currently registered with Cetera Investment Advisers LLC. Frederick is also registered with the states of Florida, Maryland, Mississippi, New York, South Carolina and Virginia. Previously, Frederick was employed with MML Investors Services, LLC. Frederick is a Chartered Financial Consultant and holds the Series 6, 7TO, 22TO, 63, and 65 securities licenses. He also holds the SIE license. Frederick has a variety of experience in the financial services industry, including working with individuals, businesses, and charitable organizations. He is committed to providing his clients with personalized financial advice and helping them reach their financial goals.
WESLEY CHAPEL, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
09/14/2023 - Present
Cetera Investment Advisers LLC (WESLEY CHAPEL FL)
FL
09/12/2016 - 09/13/2023
MML INVESTORS SERVICES, LLC (Wesley Chapel FL)
BC
Issued 10/13/2016
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 7/27/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 1/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 7/8/2022
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/12/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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