Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Polaniecki has been in the financial services industry since October 23, 1982. Frederick is currently registered with J.P. Morgan Securities LLC as a Registered Representative. Frederick is also registered as an Investment Advisor Representative in Louisiana, New York, and Texas. Frederick has worked for several firms throughout his career including Legg Mason Wood Walker, Incorporated, CIBC Oppenheimer Corp., and Shearson Lehman Hutton Inc.. Frederick offers a broad range of financial services and advisory services for both individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
09/15/2005 - Present
J.p. Morgan Securities LLC (NEW YORK NY)
MD
07/09/1998 - 09/15/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
12/04/1989 - 06/25/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NY
05/23/1984 - 01/01/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/11/1982 - 05/22/1984
DAVID LERNER ASSOCIATES, INC.
IA
Issued 8/23/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/16/1984
Series 7 - General Securities Representative Examination
BC
Issued 8/15/1981
Series 52 - Municipal Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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