linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Frederick Peter Ott

Wilson-Davis & CO., Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Frederick? Claim Your Profile

About Frederick Peter Ott

Frederick Peter Ott is a financial professional with over 40 years of experience in the securities industry. Frederick is currently registered with Wilson-Davis & CO., Inc. in Centennial, CO. Frederick has held previous positions at Spencer Edwards, Inc., Sands Brothers & Co., LTD., Global Capital Securities Corporation, Neidiger, Tucker, Bruner, Inc., Private Investors Cartel, LTD., J. W. Gant & Associates, Inc. and Wedbush, Noble, Cooke, Inc. Frederick is licensed to conduct securities business in 25 states and holds Series 1, 7, 7TO, 55, 63 and SIE licenses.

Firm Information

Frederick Ott is currently registered with Wilson-Davis & CO., Inc.. Wilson-Davis & CO., Inc. is a Corporation formed in 1968 and is registered in 53 states and the SEC. They have been involved in 57 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

24

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Frederick Ott’s Registration & Firm History

CO

02/01/2019 - Present

Wilson-Davis & CO., Inc. (CENTENNIAL CO)

CO

05/06/2002 - 12/31/2018

SPENCER EDWARDS, INC. (CENTENNIAL CO)

NY

04/08/2002 - 05/06/2002

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

CO

07/22/1998 - 03/26/2002

GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)

CO

03/01/1991 - 07/24/1998

NEIDIGER, TUCKER, BRUNER, INC. (HIGHLANDS RANCH CO)

NA

11/06/1990 - 03/04/1991

PRIVATE INVESTORS CARTEL, LTD.

NA

03/17/1987 - 11/07/1990

J. W. GANT & ASSOCIATES, INC.

NA

06/09/1982 - 03/09/1987

WEDBUSH, NOBLE, COOKE, INC

Not sure if Frederick Peter Ott is right for you?

Licenses & Designations

BC

Issued 01/14/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/12/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 11/20/1976

Series 7 - General Securities Representative Examination

BC

Issued 03/20/1968

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Frederick Peter Ott. Review regulatory record here.
Not sure if Frederick Peter Ott is right for you?