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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Paynter Burrows is a financial advisor with over 30 years of experience in the financial services industry. Frederick currently works for UBS Financial Services Inc. and is registered with both FINRA and the state of California. Frederick has held previous positions with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citigroup Global Markets Inc., Oppenheimer & Co., Inc., and Bear, Stearns & Co. Inc. Frederick holds several professional licenses including the Series 7, Series 10, Series 31, Series 4, Series 63, Series 66, and Series 9. Frederick specializes in providing financial advice and services to a diverse range of clients, including individuals, families, businesses, and institutional investors. Frederick's focus is on delivering personalized financial solutions tailored to meet each client's unique goals and objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/08/2015 - Present
UBS Financial Services Inc. (SANTA BARBARA CA)
CA
08/15/2008 - 06/08/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SANTA BARBARA CA)
CA
12/12/1994 - 08/28/2008
CITIGROUP GLOBAL MARKETS INC. (SANTA BARBARA CA)
NY
02/20/1990 - 12/22/1994
OPPENHEIMER & CO., INC. (NEW YORK NY)
NY
08/18/1986 - 02/23/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
01/19/1983 - 09/11/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 07/01/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/15/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/24/2009
Series 4 - Registered Options Principal Examination
BC
Issued 03/21/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 01/15/1983
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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