Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Paul Woods is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in KINGSTON, NY. Frederick Paul Woods has been in the securities industry since 1986. Frederick Paul Woods is registered with FINRA and has passed several exams, including the Series 7, Series 10, Series 9, Series 31, Series 63, and Series 65. Frederick Paul Woods specializes in portfolio management for individuals and businesses, as well as pension consulting and educational seminars. Frederick Paul Woods is also registered as an investment advisor representative in several states, including Connecticut, New York, South Carolina, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (KINGSTON NY)
IA
Issued 01/24/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/03/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Frederick Woods is the right advisor for you? Invested Better is here to help.
