Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Reiner is a financial advisor registered with Wells Fargo Clearing Services, LLC. Frederick has been in the financial services industry since August 1998. Frederick holds Series 7, 6, 31, 63, 65 and SIE licenses. Frederick has been registered with Citizens Securities, Inc., Morgan Stanley and Morgan Stanley & Co. Incorporated in the past. Frederick Reiner is currently registered in New York, Texas and Vermont.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VT
07/19/2022 - Present
Wells Fargo Clearing Services, LLC (BURLINGTON VT)
VT
03/26/2013 - 07/19/2022
CITIZENS SECURITIES, INC. (BURLINGTON VT)
VT
06/01/2009 - 04/10/2013
MORGAN STANLEY (BURLINGTON VT)
VT
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BURLINGTON VT)
VT
01/07/1999 - 04/02/2007
MORGAN STANLEY DW INC. (BURLINGTON VT)
NJ
09/23/1991 - 02/27/1992
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
09/23/1991 - 02/27/1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 01/21/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 01/06/1999
Series 7 - General Securities Representative Examination
BC
Issued 09/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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