Unclaimed
Frederick paul Nugent Kardos is a registered representative of Scotia Capital (usa) Inc. and is licensed to provide financial services in all 50 states and Puerto Rico. Frederick paul has been active in the securities industry since November 2, 2023. Frederick paul has passed the Securities Industry Essentials Examination (SIE), the Investment Banking Registered Representative Examination (Series 79TO), and the Uniform Securities Agent State Law Examination (Series 63). Frederick paul is currently employed at Scotia Capital (usa) Inc. in their New York, NY office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/03/2023 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
BC
Issued 10/18/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/03/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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