Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Patrick Pierce is a financial advisor with over 29 years of experience in the financial services industry. Frederick has been registered with Morgan Stanley since 2009. Prior to that, Frederick was registered with UBS Financial Services Inc. and Citigroup Global Markets Inc. Frederick holds a Series 3, Series 7, Series 63, and Series 65 license. Frederick is also a Certified Financial Planner. Frederick specializes in providing investment advice, financial planning, and portfolio management services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
09/03/2021 - Present
Morgan Stanley (Morristown NJ)
FL
04/04/2012 - 09/22/2021
UBS FINANCIAL SERVICES INC. (BONITA SPRINGS FL)
NJ
06/01/2009 - 05/04/2012
MORGAN STANLEY SMITH BARNEY (NEW BRUNSWICK NJ)
NJ
09/01/1995 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW BRUNSWICK NJ)
NY
08/26/1993 - 08/08/1995
CITICORP SECURITIES, INC. (NEW YORK NY)
IA
Issued 10/16/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1995
Series 3 - National Commodity Futures Examination
BC
Issued 08/10/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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