Unclaimed
Frederick Morton Hight IV is an investment advisor representative with Truist Advisory Services, INC. in Raleigh, NC. Frederick has been in the financial services industry since 1990. Frederick previously worked for Wachovia Securities, LLC, Wachovia Securities, INC., Invesmart Securities, LLC, Capital Investment Group, INC. and PML Securities Company. Frederick holds the Series 6, 7, 24, 63 and 65 licenses. Frederick is registered with the state of North Carolina. Frederick specializes in portfolio management for individuals, portfolio management for businesses, selection of other advisers, financial planning and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/18/2021 - Present
Truist Advisory Services, Inc. (RALEIGH NC)
NC
06/15/2002 - 12/31/2005
WACHOVIA SECURITIES, LLC (DURHAM NC)
NC
01/04/2002 - 06/15/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
PA
01/25/2001 - 08/31/2001
INVESMART SECURITIES, LLC (PITTSBURGH PA)
NC
03/11/1993 - 12/05/1995
CAPITAL INVESTMENT GROUP, INC. (RALEIGH NC)
DE
09/17/1990 - 08/12/1992
PML SECURITIES COMPANY (NEWARK DE)
IA
Issued 12/17/2021
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 3/9/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/13/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/1/2001
Series 24 - General Securities Principal Examination
BC
Issued 4/19/2021
SIE - Securities Industry Essentials Examination
BC
Issued 8/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 9/13/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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