Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Frederick? Claim Your ProfileFrederick Nolan Williams is a financial advisor who has been in the industry since 1995. Currently, Frederick is registered with Principal Securities, Inc. and is located in Raleigh, NC. Frederick has experience working with individuals, corporations, trusts, and pension plans. Frederick is committed to providing personalized financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
10/27/2020 - Present
Principal Securities, Inc. (RALEIGH NC)
NC
10/29/2012 - 10/21/2020
WELLS FARGO CLEARING SERVICES, LLC (WINSTON SALEM NC)
NC
04/18/2002 - 10/01/2012
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC. (WINSTON-SALEM NC)
NC
02/14/2000 - 05/07/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
08/11/1999 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
VA
08/11/1993 - 12/05/1995
INVESTORS SECURITY COMPANY, INC. (SUFFOLK VA)
CT
06/26/1991 - 12/31/1992
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
NA
06/26/1991 - 10/19/1992
HOME LIFE INSURANCE COMPANY
BC
Issued 11/05/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 02/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/25/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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